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The Shareholders Foundation announces that an investigation for investors in shares of Stifel Financial Corp. (NYSE:SF) was initiated over potential breaches of fiduciary duties by certain officers and directors of Stifel Financial Corp.

INvestors who are long term investors in shares of Stifel Financial Corp. (NYSE:SF) shares and currently hold those shares, have certain options and should contact the Shareholders Foundation at mail(at)shareholdersfoundation.com or call +1(858) 779 – 1554.

The investigation by a law firm focuses on possible claims on behalf of purchasers of the securities of Stifel Financial Corp. (NYSE: SF) concerning whether certain statements regarding Stifel Financial ’ business, its prospects and its operations were potentially materially false and misleading at the time they were made.

A lawsuit recently filed by the U.S. Securities and Exchange Commission in connection with Stifel Financial’s role in investments made by five school districts in transactions involving collateralized debt obligations.

The U.S. Securities and Exchange Commission (“SEC”) alleges violations of Federal Securities Laws based upon both alleged misrepresentations and omissions in connection with the sale of the collateralized debt obligations to the five Southeastern Wisconsin school districts, as well as the allegedly unsuitable nature of collateralized debt obligations. Stifel Financial Corporation said that it is deeply disappointed by the action taken by the SEC and that it will vigorously defend itself.

Those who purchased shares of Stifel Financial Corp. (NYSE: SF), have certain options and should contact the Shareholders Foundation.

Contact:
Shareholders Foundation, Inc.
Joelle Day
3111 Camino Del Rio North – Suite 423
92108 San Diego
Phone:  +1-(858)-779-1554
Fax:  +1-(858)-605-5739
mail(at)shareholdersfoundation.com